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Alexander Matthew Roig

22 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningSpecial Needs Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
203 advisors
Number of Clients
8,323 clients
Average Client Portfolio
$286K average
Assets Under Management
$2.4B

Fee Structure

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Location

1792 Alysheba Way, Suite 201, Lexington, KY, 40509

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alexander sells health, long-term care, and fixed annuities as an insurance agent, dedicating minimal time to this activity. He also serves as Vice President for Family Financial Partners, managing and marketing the business office, which takes more than full-time hours.

Employment History
Current Registrations
On Investment Management CO
January 2008 - Present · 18 yrs 1 mo
The O.N. Equity Sales CompanyBroker
January 2008 - Present · 18 yrs 1 mo
Previous Registrations
The O.N. Equity Sales CompanyBroker
August 2005 - December 2007 · 2 yrs 4 mos
Interactive Planning CORP.Broker
May 2003 - August 2005 · 2 yrs 3 mos
State Registrations13 states
ARAZFLILINKYNCNYOHSCTNVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.