Michael Baratta is a ChFC-designated registered investment advisor, based in Canton, CT, with 23 years of industry experience.
Location
61 Maple Avenue, Canton, CT, 06019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a member of Baratta Investments, LLC, engaging in equity trading for a few hours per week. He also owns Essential Life Solutions, selling fixed insurance, and spends a few hours per week on this activity.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
Fiscal Wisdom Wealth Management LLC
Previous Registrations
Portsmouth Financial ServicesBroker
Securian Financial Services, INC.Broker
First Heartland Capital, INC.Broker
First Heartland Consultants, INC.
Centerre Capital LLCBroker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Qa3 Financial CORP.Broker
Freedom Financial, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.