MB
ChFC
MB
ChFC

Michael Alfonse Baratta

23 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
2,579 clients
Average Client Portfolio
$101K average
Assets Under Management
$259.8M

Fee Structure

Minimum Investment:None
Minimum Annual Fee:$1,000
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Location

61 Maple Avenue, Canton, CT, 06019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is a member of Baratta Investments, LLC, engaging in equity trading for a few hours per week. He also owns Essential Life Solutions, selling fixed insurance, and spends a few hours per week on this activity.

Employment History
Current Registrations
Arete Wealth Management, LLCBroker
December 2024 - Present · 1 yr 2 mos
Fiscal Wisdom Wealth Management LLC
July 2020 - Present · 5 yrs 7 mos
Previous Registrations
Portsmouth Financial ServicesBroker
May 2020 - December 2024 · 4 yrs 7 mos
Securian Financial Services, INC.Broker
September 2016 - May 2020 · 3 yrs 8 mos
First Heartland Capital, INC.Broker
March 2014 - September 2016 · 2 yrs 6 mos
First Heartland Consultants, INC.
November 2010 - October 2012 · 1 yr 11 mos
Centerre Capital LLCBroker
May 2010 - March 2014 · 3 yrs 10 mos
Securian Financial Services, INC.
July 2007 - May 2010 · 2 yrs 10 mos
Securian Financial Services, INC.Broker
July 2007 - May 2010 · 2 yrs 10 mos
Qa3 Financial CORP.Broker
February 2004 - June 2007 · 3 yrs 4 mos
Freedom Financial, INC.Broker
June 2002 - February 2004 · 1 yr 8 mos
State Registrations4 states
FLGAMINV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.