Catherine Lopez is a registered investment advisor at USAA Investment Services Company, based in Phoenix, AZ, with 23 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 2,080 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
One Norterra Drive, Phoenix, AZ, 85085
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Catherine is a co-owner of Treasure Trolls LLC, which resells merchandise through online platforms. She dedicates minimal time to this non-investment-related activity.
Employment History
Current Registrations
USAA Investment Services Company
USAA Investment Services Company
USAA Investment Services CompanyBroker
Previous Registrations
USAA Investment Services Company
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
Comerica Securities
Comerica SecuritiesBroker
Northpointe Financial, LLC
Taylor Capital Management INC.Broker
Cetera Advisors LLC
Cetera Advisors LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Chase Investment Services CORP.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.