JP
JP

John Piro

23 Years of Experience
2 DisclosuresBroker

John Piro is a registered investment advisor at Joseph Gunnar & CO., LLC, based in Uniondale, NY, with 23 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 53 clients with $34M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
9 advisors
Number of Clients
53 clients
Average Client Portfolio
$641K average
Assets Under Management
$34.0M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Joseph Gunnar & Co., LLC does not directly manage your investments. Instead, they recommend third-party money managers who will manage your portfolio. Joseph Gunnar shares in the advisory fee you pay to the third-party money manager. The total advisory fee will not exceed 3% annually. The fee is negotiable.

Loading...

Location

1000 Rxr Plaza, East Tower, Uniondale, NY, 11556

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Settled
Customer Dispute
January 2009
Denied
Other Business Activities

John is a general partner of Buttonwood Select Opportunities Management Associates LLC and a member of Buttonwood H1 Management Associates LLC, both affiliated Buttonwood Funds. These are passive, non-voting roles since 2013 and 2017 respectively, requiring minimal time.

Employment History
Current Registrations
Joseph Gunnar & CO., LLC
July 2017 - Present · 8 yrs 9 mos
Joseph Gunnar & CO. LLCBroker
January 2009 - Present · 17 yrs 3 mos
Previous Registrations
American Capital Partners, LLCBroker
September 2003 - January 2009 · 5 yrs 4 mos
American Capital Partners, LLCBroker
July 2002 - March 2003 · 8 mos
Milestone Financial Services, INC.Broker
June 2002 - July 2002 · 1 mo
State Registrations45 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSNCNDNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Piro - Financial Advisor | TrueAdvisor