Andrew Serzan
Andrew Serzan is a registered investment advisor at Prosperity Capital Advisors, based in Westlake, OH, with 23 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,096 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1000K | 0.50% |
| $1.0M - $2.0M | 0.40% |
| $2.0M - $5.0M | 0.35% |
| $5M+ | 0.30% |
The platform fee tier schedule is based on billable assets and excludes non-billable assets such as unmanaged accounts. The total annual fee for investment management services for retail clients typically varies between 0.20% and 2.0% depending upon several factors, including the market value of the assets under management and the types of services to be rendered. PCA charges a $150.00 minimum annual investment management fee which may result in a fee greater than 2.0%.
Fee Estimator
Location
30400 Detroit Road, Suite 201, Westlake, OH, 44145
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is involved in several outside business activities, including working as a registered representative/principal at Oneteam Financial LLC (nearly full-time), and as an agent for Madison Brokerage, Clarity 2 Prosperity, Global DI Brokerage Corp., and Life Settlement Broker (a few hours per week each). He also serves as an advisor for Prosperity Capital Advisors (about three-quarters of his time) and as a board member for Colts Neck Sports Foundation (minimal time).
Employment History
Current Registrations
Prosperity Capital Advisors
M Holdings Securities, INC.Broker
Previous Registrations
M Holdings Securities, INC.
Nationwide Securities, LLCBroker
1717 Capital Management CompanyBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.