AS
AS

Andrew Serzan

23 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
99 advisors
Number of Clients
7,096 clients
Average Client Portfolio
$519K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$5K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K0.60%
$500K - $1000K0.50%
$1.0M - $2.0M0.40%
$2.0M - $5.0M0.35%
$5M+0.30%

Platform fee tier schedule is based on billable assets. PCA IARs have the discretion to charge varying fee levels for their advisor fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$150
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Location

30400 Detroit Road, Suite 201, Westlake, OH, 44145

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Andrew is involved in several outside business activities, including working as a registered representative/principal at Oneteam Financial LLC (nearly full-time), and as an agent for Madison Brokerage, Clarity 2 Prosperity, Global DI Brokerage Corp., and Life Settlement Broker (a few hours per week each). He also serves as an advisor for Prosperity Capital Advisors (about three-quarters of his time) and as a board member for Colts Neck Sports Foundation (minimal time).

Employment History
Current Registrations
Prosperity Capital Advisors
November 2023 - Present · 2 yrs 3 mos
M Holdings Securities, INC.Broker
October 2010 - Present · 15 yrs 4 mos
Previous Registrations
M Holdings Securities, INC.
January 2022 - March 2024 · 2 yrs 2 mos
Nationwide Securities, LLCBroker
August 2008 - November 2010 · 2 yrs 3 mos
1717 Capital Management CompanyBroker
July 2002 - August 2008 · 6 yrs 1 mo
State Registrations23 states
AZCACOCTFLGAILINKSKYMAMDMOMSNCNJNYPASCSDTNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrew Serzan - Financial Advisor | TrueAdvisor