Dawn Jones is a registered investment advisor at Broadview Wealth Partners, based in Boulder, CO, with 21 years of industry experience. Dawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 303 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Broadview Wealth Partners offers comprehensive portfolio management services. The annual fee will not exceed 1.50%, but they may impose a minimum fee of $5,000 depending on the size of the account. Fees are billed quarterly in advance based on the value of the account on the last day of the previous quarter and are deducted from client accounts. Fees for third-party manager services are in addition to Broadview Wealth Partners' advisory fees.
Location
1212 Pearl Street, Suite 200, Boulder, CO, 80302
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dawn is involved with Broadview Wealth Partners, LLC as a DBA for activities related to her duties with RJFS, dedicating about half of her time. She also supports Integrated Capital Management, dedicating minimal time to supporting RJFS clients and operations.
Employment History
Current Registrations
Broadview Wealth Partners
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
United Securities Alliance, INC.
United Securities Alliance, INC.Broker
Jackson National Life Distributors, INC.Broker
Intervest International Equities CorporationBroker
State Registrations1 state
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