Charles Edward Roberts

CFP

Founders Financial Securities, LLC

23 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth

Founders Financial Securities, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

113 advisors

Number of Clients

9,021 clients

Average Client Portfolio

$368K average

Assets Under Management

$3.3B

Fee Structure

Minimum Investment:$5K

Location

53 Stiles Road, Unit A103, Salem, NH, 03079

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History

Regulatory History (1)

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Customer Dispute

September 2013

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Charles is an insurance agent for DreamBridge Financial, selling fixed financial products. This activity takes about 10-20% of his time.

Employment History

Current Registrations

Founders Financial Securities, LLC

November 2013 - Present · 12 yrs 3 mos

Founders Financial Securities LLCBroker

November 2013 - Present · 12 yrs 3 mos

Previous Registrations

Purshe Kaplan Sterling InvestmentsBroker

February 2011 - December 2013 · 2 yrs 10 mos

New England Investment & Retirement Group, INC.

February 2006 - November 2013 · 7 yrs 9 mos

Commonwealth Financial NetworkBroker

February 2004 - February 2011 · 7 yrs

Waddell & Reed, INC.

March 2003 - February 2004 · 11 mos

Commonwealth Financial Network

March 2003 - February 2011 · 7 yrs 11 mos

Waddell & Reed, INC.Broker

January 2003 - February 2004 · 1 yr 1 mo

Citistreet Advisors LLCBroker

September 2002 - January 2003 · 4 mos

State Registrations8 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.