Dawn Lewis is a registered investment advisor, based in Seattle, WA, with 18 years of industry experience.
Location
401 Union Street, 18th Floor, Seattle, WA, 98101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dawn is the author, owner, and operator of the online children's website "Trevor the Tree." This non-investment related activity takes about 10-20% of Dawn's time.
Employment History
Current Registrations
Russell Investments Financial Services, LLC
June 2019 - Present · 6 yrs 10 mos
Russell Investments
June 2019 - Present · 6 yrs 10 mos
Russell Investments Financial Services, LLCBroker
June 2019 - Present · 6 yrs 10 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
April 2008 - May 2019 · 11 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
July 2007 - May 2019 · 11 yrs 10 mos
State Registrations2 states
WAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.