Alba Esparragoza

Hsbc Securities (USA) INC.

20 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hsbc Securities (USA) INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

339 advisors

Number of Clients

12,180 clients

Average Client Portfolio

$265K average

Assets Under Management

$3.2B

Fee Structure

Minimum Investment:$500K

Financial Planning:Investment management only

Location

1441 Brickell Avenue, 16th Floor, Miami, FL, 33131

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Alba is the Owner and President of Luis Perez Production Inc., an event and entertainment production company, but the business is fully managed by others and requires minimal time. Alba also works as a bank officer for HSBC Bank (USA) N.A., selling bank-related products and services, in conjunction with her role as a registered representative.