Heidi Rexford is a registered investment advisor, based in Dewitt, NY, with 23 years of industry experience.
Location
5793 Widewaters Parkway, Dewitt, NY, 13214
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2025Other Business ActivitiesSells Insurance
Heidi is an independent insurance agent selling fixed insurance products since 2006, dedicating full-time hours. She also owns Mountain Financial Group, a DBA for insurance and securities sales, and rental real estate, spending minimal time on the latter.
Employment History
Current Registrations
Hazard & Siegel, INC.Broker
January 2013 - Present · 13 yrs 3 mos
Hazard & Siegel Advisory Services LLC
January 2013 - Present · 13 yrs 3 mos
Previous Registrations
Ing Financial Partners, INC
January 2007 - December 2012 · 5 yrs 11 mos
Ing Financial Partners, INC.Broker
January 2007 - December 2012 · 5 yrs 11 mos
Raymond James Financial Services
July 2006 - November 2006 · 4 mos
Raymond James Financial Services, INC.Broker
April 2004 - November 2006 · 2 yrs 7 mos
Uvest Financial Services Group, INC.Broker
September 2002 - February 2004 · 1 yr 5 mos
State Registrations2 states
INPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.