DS
DS

David Michael Sabonghy

23 Years of Experience
May Earn Commission
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
2,088 clients
Average Client Portfolio
$808K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
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Location

Sugar Land, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is the president of Sabonghy Interests LLC, an oil and gas company, since 2007. He spends a few hours per week on this activity.

Employment History
Current Registrations
Waterloo Capital
November 2022 - Present · 3 yrs 3 mos
Previous Registrations
Avidian Wealth Solutions, LLC
October 2017 - November 2022 · 5 yrs 1 mo
Morgan StanleyBroker
February 2011 - October 2017 · 6 yrs 8 mos
Morgan Stanley
February 2011 - October 2017 · 6 yrs 8 mos
Ameriprise Financial Services, INC.
September 2002 - March 2011 · 8 yrs 6 mos
Ameriprise Financial Services, INC.Broker
June 2002 - March 2011 · 8 yrs 9 mos
Ids Life Insurance CompanyBroker
June 2002 - July 2006 · 4 yrs 1 mo
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.