David Sabonghy is a registered investment advisor at Waterloo Capital, based in Sugar Land, TX, with 23 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,088 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Waterloo Capital offers investment management services for a fee based on the value of your portfolio. The fee includes Waterloo Capital's advisory fee (up to 2%, which is negotiable) and a sub-adviser fee if a sub-adviser platform is used (the sub-adviser's fee is not negotiable). You'll pay this fee quarterly, in advance. Under certain circumstances, clients may be charged $250 per hour for additional services. For clients with assets under management of $2,000,000 or more, the firm will, on a quarterly basis, reduce its next quarterly fee in an amount equal to the transaction-based fees incurred by the client during the preceding quarter.
Location
Sugar Land, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is the president of Sabonghy Interests LLC, an oil and gas company, since 2007. He spends a few hours per week on this activity.
Employment History
Current Registrations
Waterloo Capital
Previous Registrations
Avidian Wealth Solutions, LLC
Morgan StanleyBroker
Morgan Stanley
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.