David Short
David Short is a CFP, ChFC-designated registered investment advisor at Investments & Financial Planning, LLC, based in Lexington, KY, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 751 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable depending on individual client circumstances.
Fee Estimator
Location
1795 Alysheba Way, Suite 7104, Lexington, KY, 40509
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an agent involved in fixed insurance sales since 2002, dedicating a few hours per week. He also manages DBS Financial Services, LLC, which was set up for tax reporting, spending minimal time on it.
Employment History
Current Registrations
Investments & Financial Planning, LLC
Previous Registrations
Securities America, INC.Broker
Securities Service Network, LLCBroker
Wfg Investments, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Jefferson Pilot Securities CorporationBroker
Jefferson Pilot Securities CORP
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.