Jacob Christian Walter

CFP

Clearbridge Investments, LLC

22 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementSocially Responsible Investing

Clearbridge Investments, LLC

Compensation

Fee-Only (AUM)

Firm Size

45 advisors

Number of Clients

122,375 clients

Average Client Portfolio

$1.5M average

Assets Under Management

$180.8B

Fee Structure

Minimum Investment:$5M

Financial Planning:Investment management only

Location

One Madison Avenue, 18th Floor, New York, NY, 10010

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Jacob is a farm land owner through Walter Farms LLC since 2008. He spends minimal time on this activity.

Employment History

Current Registrations

Franklin Distributors, LLCBroker

September 2016 - Present · 9 yrs 5 mos

Clearbridge Investments, LLC

September 2016 - Present · 9 yrs 5 mos

Franklin Distributors, LLC

September 2016 - Present · 9 yrs 5 mos

Previous Registrations

Waddell & Reed

December 2009 - September 2016 · 6 yrs 9 mos

Ivy Distributors, INC.Broker

February 2007 - September 2016 · 9 yrs 7 mos

Waddell & ReedBroker

February 2007 - September 2016 · 9 yrs 7 mos

Waddell & Reed, INC.

February 2007 - December 2009 · 2 yrs 10 mos

Umb Financial Services, INC.Broker

August 2005 - January 2007 · 1 yr 5 mos

RBC Centura Securities, INC.Broker

September 2003 - September 2004 · 1 yr

NFP Securities, INC.

January 2003 - March 2003 · 2 mos

NFP Securities, INC.Broker

April 2002 - March 2003 · 11 mos

State Registrations13 states

AZCACOCTFLKSMAMOMTNMNYUTWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.