James Sprinkel is a registered investment advisor at Independent Financial Group, LLC, based in Annapolis, MD, with 24 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
1906 Towne Centre Blvd, Suite 260, Annapolis, MD, 21401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is a 20% owner and investment advisor representative of Scarborough Capital Management, an SEC registered investment advisor, dedicating about half of his time to this role. He also owns 20% of Ballast Partners, LLC, a business property, but spends minimal time on this.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Scarborough Capital Management
Previous Registrations
Sii Investments, INC.Broker
Scarborough Capital Management, INC.
Royal Alliance Associates, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.