AS
AS

Allison Joan Saloy

23 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
4,697 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$40.1B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

515 South Flower Street, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Allison is a board member for three non-profit organizations: PowerPlay NYC, Villanova Women's Lacrosse Alumni Board, and Bobby's Baseball Buddies Inc. She dedicates minimal time to each of these roles.

Employment History
Current Registrations
Tcw Investment Management Company LLC
December 2024 - Present · 1 yr 2 mos
Tcw Funds Distributors LLCBroker
December 2024 - Present · 1 yr 2 mos
Tcw Funds Distributors LLC
December 2024 - Present · 1 yr 2 mos
Previous Registrations
Neuberger Berman Bd LLC
November 2007 - November 2024 · 17 yrs
Neuberger Berman Bd LLCBroker
October 2007 - November 2024 · 17 yrs 1 mo
Neuberger Berman Management INC.
August 2004 - October 2007 · 3 yrs 2 mos
Neuberger Berman Management INC.Broker
August 2004 - October 2007 · 3 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2003 - August 2004 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2002 - August 2004 · 2 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.