Andrew Ramos is a registered investment advisor at LPL Financial LLC, based in Prairie Village, KS, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Suite 158, Prairie Village, KS, 66208
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Andrew operates Convergence Financial, LLC as a DBA for his LPL business and as a Registered Investment Advisor, dedicating full-time hours to each. He also serves as Chief of Staff in the US Army Reserve, committing about 10% of his time, and operates Ramos Group as a DBA for his LPL business, dedicating about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
Convergence Financial
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations25 states
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