Eric Ortiz-Berrios is a registered investment advisor, based in Decatur, IL, with 13 years of industry experience.
Location
226 W. Eldorado, Decatur, IL, 62522
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eric is a self-employed CPA providing tax consulting and preparation services since 2001, dedicating a few hours per week. He also engages in other outside insurance brokerage business.
Employment History
Current Registrations
Investment Planners, INC.Broker
October 2020 - Present · 5 yrs 6 mos
Ipi Wealth Management, INC.
October 2020 - Present · 5 yrs 6 mos
Previous Registrations
Npa Asset Management, LLC
January 2018 - October 2020 · 2 yrs 9 mos
Nationwide Planning Associates INC.Broker
June 2017 - October 2020 · 3 yrs 4 mos
Npa Asset Management, LLC
June 2017 - December 2017 · 6 mos
AXA Advisors, LLC
February 2015 - June 2017 · 2 yrs 4 mos
AXA Advisors, LLCBroker
November 2013 - June 2017 · 3 yrs 7 mos
MML Investors Services, LLCBroker
June 2013 - November 2013 · 5 mos
AXA Advisors, LLCBroker
May 2002 - May 2003 · 1 yr
State Registrations1 state
PR
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.