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Andrew David Kleis

23 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
128 advisors
Number of Clients
5,837 clients
Average Client Portfolio
$540K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$50K
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Location

1115 W Fulton Market, 3rd Floor, Chicago, IL, 60607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a partner in Insight Tax & Financial Services LLC, Insight Wealth Group, and Insight Holdings LLC, and the owner of DDWerks LLC. He also serves as HOA Secretary & Treasurer, and his wife is a partial owner of Insight Tax & Accounting. Insight Wealth Group LLC takes up more than full-time, while the other activities require minimal time.

Employment History
Current Registrations
Arete Wealth Management, LLCBroker
September 2012 - Present · 13 yrs 5 mos
Arete Wealth Advisors, LLC
September 2012 - Present · 13 yrs 5 mos
Previous Registrations
Commerce Wealth Advisers, LLC
April 2012 - December 2012 · 8 mos
Dewaay Financial Network, LLCBroker
September 2006 - September 2012 · 6 yrs
Dewaay Capital Management
February 2006 - December 2012 · 6 yrs 10 mos
Vsr Financial Services, INC.Broker
June 2005 - September 2006 · 1 yr 3 mos
Qa3 Financial CORP.Broker
August 2003 - May 2005 · 1 yr 9 mos
UBS Financial Services INC.
March 2002 - July 2003 · 1 yr 4 mos
UBS Financial Services INC.Broker
March 2002 - July 2003 · 1 yr 4 mos
State Registrations24 states
ALAZCACOFLGAIAILINKSMIMNMONCNDNENHNMNVSDTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrew David Kleis - Financial Advisor | TrueAdvisor