James Carpenter
James Carpenter is a registered investment advisor at Simplified Wealth Management, based in Hattiesburg, MS, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 712 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $1.5M | 1.50% |
| $1.5M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.75% |
| $3M+ | 0.50% |
Fees may be negotiable in individual cases.
Fee Estimator
Location
14 Orleans Drive, Hattiesburg, MS, 39402
Get directionsHistory
Regulatory History (1)
Regulatory
January 2021Other Business ActivitiesSells Insurance
James teaches golf lessons and owns rental real estate, dedicating minimal time to the latter. He also sells various insurance products through Stellar Insurance, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Simplified Wealth Management
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.