John Asta
John Asta is a registered investment advisor at Elevation Advisory Partners LLC, based in Missouri City, TX, with 20 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 987 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
EAP offers investment management services for an annual fee, with a maximum fee of 2.00% of the value of your portfolio. The fee is calculated monthly based on the value of your investments at the end of the previous month. EAP may negotiate fees. In addition to the advisory fee, there is a $50 annual technology fee for accounts with balances over $2,500, billed at $4.17 per month. There is also a platform fee not to exceed 0.125% of assets under management, which may be negotiated.
Location
Missouri City, TX
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Regulatory History (1)
Criminal
January 2019Other Business ActivitiesSells Insurance
John is an IAR at Elevation Advisory Partners, an independent RIA, dedicating full-time hours to this role. He also owns Open Road Wealth Management, focusing on fixed insurance and annuity sales, which takes about a quarter of his time. Additionally, John mentors college students through Villanova University's Mentor Program, spending a few hours per week.
Employment History
Current Registrations
Elevation Advisory Partners LLC
Silver Oak Securities, Incorporated
Silver Oak Securities, IncorporatedBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.