Geraldine Broadbent is a ChFC-designated registered investment advisor at Rockwood Wealth Management, LLC, based in New Hope, PA, with 7 years of industry experience. Geraldine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 1,021 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.50% |
At the firm’s discretion, Rockwood Wealth Management may combine the account values of family members to determine breakpoints and applicable advisory fees. All fees are negotiable.
Fee Estimator
Location
6464 Lower York Road, New Hope, PA, 18938
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Geraldine is a licensed real estate salesperson with Callaway Henderson Sotheby's International Realty since 2005. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Rockwood Wealth Management, LLC
Previous Registrations
Orion Portfolio Solutions, LLC
Robustwealth, INC.
State Registrations1 state
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