Carlos Edward Barbosa

Horizon Investments LLC

23 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Horizon Investments LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

23 advisors

Number of Clients

1,481 clients

Average Client Portfolio

$3.6M average

Assets Under Management

$5.4B

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

Guilford, CT

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Carlos works full-time as a wholesaler for Horizon Investments, selling investment products since 2014. This activity is investment-related.

Employment History

Current Registrations

Quasar Distributors, LLC

January 2016 - Present · 10 yrs 1 mo

Quasar Distributors, LLCBroker

January 2016 - Present · 10 yrs 1 mo

Horizon Investments LLC

February 2015 - Present · 11 yrs

Previous Registrations

Northern Lights Distributors, LLCBroker

February 2015 - December 2015 · 10 mos

First Trust Advisors LP

June 2012 - December 2014 · 2 yrs 6 mos

First Trust Portfolios L.P.Broker

September 2006 - December 2014 · 8 yrs 3 mos

American Skandia Marketing, INC.Broker

June 2006 - September 2006 · 3 mos

Allstate Distributors, L.L.C.Broker

June 2004 - June 2006 · 2 yrs

Banc One Securities CorporationBroker

February 2004 - June 2004 · 4 mos

Mfs/sun Life Financial Distributors, INC.Broker

February 2002 - January 2004 · 1 yr 11 mos

State Registrations3 states

MANCRI

AdvisorBroker

Exams

No exam information available for this advisor.