RA
CFP
RA
CFP

Richard Henry Alpert

21 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
148 clients
Average Client Portfolio
$21.8M average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.25%
$500K - $2.5M1.00%
$2.5M - $5.0M0.80%
$5M+0.60%

Fees are negotiable at the discretion of Raub Brock.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

700 Larkspur Landing Circle, Suite 240, Larkspur, CA, 94939

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raub Brock Capital Management, LP
January 2021 - Present · 5 yrs 1 mo
Previous Registrations
Raub Brock Capital Management, LP
November 2010 - December 2020 · 10 yrs 1 mo
Raub/brock Capital Management, INC.
June 2010 - November 2010 · 5 mos
Newfocus Financial Group, LLC
May 2005 - December 2010 · 5 yrs 7 mos
MML Investors Services, INC.
February 2004 - June 2005 · 1 yr 4 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.
Richard Henry Alpert - Financial Advisor | TrueAdvisor