SW
CFP
SW
CFP

Scott B. Wirtz

23 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingFinancial Planning & CoachingSpecial Needs PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
3,641 clients
Average Client Portfolio
$574K average
Assets Under Management
$2.1B

Fee Structure

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Location

209 Franklin Street, Suite A1, Cedar Falls, IA, 50613

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott is involved with Financial Designs, LLC and Financial Designs Wealth Advisors, LLC, both focused on investment and insurance sales, dedicating full-time hours to each. He also instructs long-term care classes for continuing education credits through Community Educators LLC, spending minimal time on this activity.

Employment History
Current Registrations
L.M. Kohn & Company
September 2017 - Present · 8 yrs 5 mos
L.M. Kohn & CompanyBroker
September 2017 - Present · 8 yrs 5 mos
Previous Registrations
LPL Financial LLC
October 2013 - October 2017 · 4 yrs
LPL Financial LLCBroker
October 2013 - October 2017 · 4 yrs
M Holdings Securities, INC.
March 2006 - April 2013 · 7 yrs 1 mo
M Holdings Securities, INC.Broker
January 2002 - April 2013 · 11 yrs 3 mos
State Registrations9 states
ALDEIAINMDMNNJPATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.