Laurie Klein is a CFP-designated registered investment advisor at Kaizen Financial Advisors, LLC, based in Kirkland, WA, with 18 years of industry experience. Laurie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 140 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.50% |
| $5.0M - $10.0M | 0.35% |
| $10.0M - $25.0M | 0.25% |
| $25M+ | 0.15% |
Fees are negotiable. There is a minimum annual fee of $5,000, billed quarterly at $1,250 per quarter. At Kaizen's discretion, they may combine the account values of family members to determine the applicable advisory fee.
Fee Estimator
Location
4030 Lake Washington Blvd, Suite 308, Kirkland, WA, 98033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kaizen Financial Advisors, LLC
Previous Registrations
American Express Financial Advisors, INC.
State Registrations1 state
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