TrueAdvisor
TrueAdvisor
CD
CD

Carol Jeanine Darby

Pinnacle Investments, LLC
23 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & Coaching
Pinnacle Investments, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
55 advisors
Number of Clients
1,961 clients
Average Client Portfolio
$539K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$10

Location

5845 Widewaters Pkwy, Ste 300, East Syracuse, NY, 13057

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pinnacle Investments, LLC
April 2021 - Present · 4 yrs 10 mos
Pinnacle Investments, LLCBroker
July 2009 - Present · 16 yrs 7 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
August 2008 - May 2009 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - May 2009 · 2 yrs 1 mo
Morgan Stanley Dw INC.Broker
February 2002 - April 2007 · 5 yrs 2 mos
State Registrations7 states
COFLMDNCNJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.