Sarjoo Patel
Sarjoo Patel is a CFP-designated registered investment advisor at Charles Schwab Investment Management, INC, based in Westlake, TX, with 20 years of industry experience. Sarjoo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 843,555 clients with $1400B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSIM manages investment portfolios for individual clients through various programs. Fees for these programs are determined by the program sponsors, not CSIM directly. Clients in these programs typically pay a single fee that covers investment advice, brokerage, and custodial services. The specific fees vary depending on the program and the assets managed.
Location
3000 Schwab Way, Westlake, TX, 76262
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sarjoo owns ASAR LLC, a rental property business. This takes about 10-20% of his time.
Employment History
Current Registrations
Charles Schwab Investment Management, INC
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
USAA Financial Advisors, INC.Broker
USAA Investment Services Company
USAA Investment Management CompanyBroker
USAA Financial Planning Services
USAA Investment Management Company
USAA Financial Advisors, INC.Broker
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
USAA Investment Management CompanyBroker
Citicorp Investment ServicesBroker
State Registrations1 state
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