Thomas Shiffer
Thomas Shiffer is a CFP-designated registered investment advisor at Cadence Wealth Management LLC, based in Westborough, MA, with 24 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 696 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cadence Wealth Management charges an annual fee based on the value of your investments. The fee ranges from 1.00% to 2.50% depending on the complexity of the services, the amount of assets managed, and the overall relationship with Cadence. Fees are paid quarterly, in advance. Fees may be negotiable.
Location
1800 West Park Drive, Suite 330, Westborough, MA, 01581
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a co-owner of Cadence Wealth Management, LLC, dedicating full-time hours to this RIA. He is also an agent for ASH Brokerage and PKS Financial Services, selling fixed insurance products including life, disability, long-term care, and annuities, dedicating a few hours per week to ASH Brokerage and an unspecified amount of time to PKS Financial Services.
Employment History
Current Registrations
Cadence Wealth Management LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.