MP
CFP
MP
CFP

Mark Puttre

18 Years of Experience
Secaucus, NJ

Mark Puttre is a CFP-designated registered investment advisor at Ernst & Young Investment Advisers LLP, based in Secaucus, NJ, with 18 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 30 clients.

Compensation
Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

200 Plaza Drive, Ste. 2222, Secaucus, NJ, 07094

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ernst & Young Investment Advisers LLP
July 2010 - Present · 15 yrs 9 mos
Previous Registrations
LPL Financial Corporation
August 2009 - March 2010 · 7 mos
Metlife Securities INC.
October 2007 - January 2009 · 1 yr 3 mos
Citigroup Global Markets INC.
May 2006 - March 2007 · 10 mos
State Registrations3 states
CTNJNY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.