Daniel Robert Catone

Arimathea

24 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningCharitable Giving

Arimathea

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

3 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Assets Under Management

$2.7M

Fee Structure

Location

201 E. Sandpointe Avenue, #460, South Coast Metro, CA, 92707

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History

Regulatory History (1)

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Customer Dispute

March 2024

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Daniel is affiliated with multiple entities including Redwood Investment Group, Golden State Wealth Management, and Pointwealth Capital Management, providing investment advisory services. He is also the co-founder of Golden State Insurance Services, LLC, spending minimal time on this activity.

Employment History

Previous Registrations

Golden State Asset Management

July 2020 - March 2022 · 1 yr 8 mos

LPL Financial LLC

July 2016 - December 2016 · 5 mos

LPL Financial LLC

February 2012 - October 2015 · 3 yrs 8 mos

LPL Financial LLCBroker

February 2012 - December 2024 · 12 yrs 10 mos

Raymond James Financial Services Advisors, INC

June 2009 - February 2012 · 2 yrs 8 mos

Raymond James Financial Services, INC.Broker

June 2009 - February 2012 · 2 yrs 8 mos

Wells Fargo Advisors Financial Network, LLC

March 2006 - June 2009 · 3 yrs 3 mos

Wells Fargo Advisors Financial Network, LLCBroker

June 2005 - June 2009 · 4 yrs

Edward JonesBroker

January 2002 - June 2005 · 3 yrs 5 mos

State Registrations3 states

CATXWY

Advisor

Exams

No exam information available for this advisor.