Brock Alspaugh
Brock Alspaugh is a registered investment advisor at Alspaugh Wealth Management, based in Cape Girardeau, MO, with 24 years of industry experience. Brock operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 79 clients with $56M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.70% |
| $500K - $1.0M | 1.40% |
| $1.0M - $2.0M | 1.20% |
| $2.0M - $3.0M | 1.00% |
| $3.0M - $4.0M | 0.85% |
| $4.0M - $7.0M | 0.75% |
| $7.0M - $10.0M | 0.65% |
| $10M+ | 0.50% |
Fees are negotiable. Client Directed Accounts have a $300 annual fee.
Fee Estimator
Location
1923 North Kingshighway, Suite 4, Cape Girardeau, MO, 63701
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brock is an independent insurance agent with Innovative Insurance Consultants, LLC since 2008. He also owns rental property, Unique Baby, dedicating minimal time to it.
Employment History
Current Registrations
Alspaugh Wealth Management
Previous Registrations
Taylor Capital Management INC.Broker
Questar Capital CorporationBroker
Questar Asset Management, INC.
Intersecurities, INC.
Intersecurities, INC.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.