SG
SG

Steven Michael Gottesman

23 Years of Experience
Broker
Compensation
Commission-Based
Firm Size
3 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

48 Wall Street, 11 Th Floor, New York, NY, 10005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is a Senior Vice President at Christenson Investment Partners, providing third-party marketing solicitation services for institutional investment managers since 2005. This takes about half of Steven's time.

Employment History
Current Registrations
Joseph Grace Holdings, INC.
April 2006 - Present · 19 yrs 10 mos
Joseph Grace
May 2005 - Present · 20 yrs 9 mos
Joseph GraceBroker
May 2005 - Present · 20 yrs 9 mos
Previous Registrations
Phoenix Equity Planning CorporationBroker
January 2002 - April 2005 · 3 yrs 3 mos
State Registrations3 states
NJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Steven Michael Gottesman - Financial Advisor | TrueAdvisor