SG
SG

Steven Gottesman

24 Years of Experience
Broker

Steven Gottesman is a registered investment advisor at Joseph Grace Holdings, INC., based in New York, NY, with 24 years of industry experience.

Compensation
Commission-Based
Firm Size
3 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

48 Wall Street, 11 Th Floor, New York, NY, 10005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is a Senior Vice President at Christenson Investment Partners, providing third-party marketing solicitation services for institutional investment managers since 2005. This takes about half of Steven's time.

Employment History
Current Registrations
Joseph Grace Holdings, INC.
April 2006 - Present · 20 yrs
Joseph Grace
May 2005 - Present · 20 yrs 11 mos
Joseph GraceBroker
May 2005 - Present · 20 yrs 11 mos
Previous Registrations
Phoenix Equity Planning CorporationBroker
January 2002 - April 2005 · 3 yrs 3 mos
State Registrations3 states
NJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.