James Parker is a registered investment advisor at Sws Partners, LLC, based in Columbus, OH, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 5 more. Their firm serves 169 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.10% |
| $500K - $2.0M | 1.00% |
| $2M+ | 0.90% |
These fees are for SWS Managed Account Programs. SWS Investment Management charges 0.50% on select stock portfolios. SWS reserves the right to lower fees at its discretion.
Fee Estimator
Location
230 West Street, Suite 500, Columbus, OH, 43215
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2007Other Business Activities
James is the owner of Parker Asset Strategies Group, a financial services company. This activity is not investment-related and does not occur during trading hours.
Employment History
Current Registrations
Sws Partners, LLC
Previous Registrations
Sws Partners, LLC
Ameriprise Financial Services, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.