TrueAdvisor
TrueAdvisor
AQ
AQ

Adam Manna Quarello

Oppenheimer & CO. INC.
23 Years of Experience
7 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1106 advisors
Number of Clients
37,605 clients
Average Client Portfolio
$862K average
Assets Under Management
$32.4B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$250

Location

10880 Wilshire Boulevard, 23rd Floor, Los Angeles, CA, 90024

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2023
Denied
Customer Dispute
May 2022
Withdrawn
Customer Dispute
August 2017
Settled
Customer Dispute
July 2016
Denied
Customer Dispute
June 2012
Denied
Employment Separation After Allegations
March 2009
Customer Dispute
October 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Adam plays music in public. This activity is not investment-related.

Employment History
Current Registrations
Oppenheimer & CO. INC.Broker
April 2009 - Present · 16 yrs 10 mos
Oppenheimer & CO. INC.
April 2009 - Present · 16 yrs 10 mos
Oppenheimer & CO. INC.
April 2009 - Present · 16 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
September 2006 - April 2009 · 2 yrs 7 mos
UBS Financial Services INC.Broker
September 2006 - April 2009 · 2 yrs 7 mos
UBS Financial Services INC.Broker
June 2006 - September 2006 · 3 mos
UBS Financial Services INC.
June 2006 - September 2006 · 3 mos
Ameriprise Financial Services, INC.
December 2001 - June 2006 · 4 yrs 6 mos
Ids Life Insurance CompanyBroker
November 2001 - June 2006 · 4 yrs 7 mos
Ameriprise Financial Services, INC.Broker
November 2001 - June 2006 · 4 yrs 7 mos
State Registrations25 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.