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CA
Cesar Augusto Angarita Ascanio
Popular Securities, LLC
24 Years of Experience
8 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Planning & Coaching
Retirement Planning
Education Planning
Popular Securities, LLC
Compensation
Fee-Only (AUM)
Firm Size
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B
Fee Structure
Minimum Investment:
$50K
Investment Management
Planning
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Location
208 Ponce de Leon Ave, POPULAR CENTER Suite 1200, San Juan, PR, 00918
Get directions
History
Regulatory History (8)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
October 2019
Settled
Customer Dispute
April 2019
Settled
Customer Dispute
June 2018
Settled
Customer Dispute
November 2014
Settled
Customer Dispute
January 2011
Settled
Customer Dispute
August 2010
Award / Judgment
Customer Dispute
May 2010
Closed-No Action
Customer Dispute
July 2009
Closed-No Action
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Popular Securities, LLC
March 2020 - Present · 5 yrs 11 mos
Popular Securities, LLC
Broker
November 2001 - Present · 24 yrs 3 mos
State Registrations
5 states
FL
MD
MS
PR
SC
Advisor
Broker
Both
Exams
No exam information available for this advisor.