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Anthony Harris

20 Years of Experience
Chicago, IL
Broker

Anthony Harris is a registered investment advisor, based in Chicago, IL, with 20 years of industry experience.

Location

500 W. Madison Street, Suite 500, Chicago, IL, 60661

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony is a Senior Portfolio Manager at PT Asset Management since 2009, spending full-time hours on this activity. Most of his time is during trading hours.

Employment History
Current Registrations
Alps Distributors, INC.Broker
February 2025 - Present · 1 yr 2 mos
Pt Asset Management, LLC
September 2011 - Present · 14 yrs 7 mos
Previous Registrations
Pt Asset Management, LLC
September 2011 - December 2017 · 6 yrs 3 mos
Performance Trust Capital Partners, LLCBroker
May 2009 - January 2025 · 15 yrs 8 mos
Houlihan Smith & Company, INC.Broker
February 2009 - May 2009 · 3 mos
BMO Capital Markets CORP.Broker
November 2003 - February 2007 · 3 yrs 3 mos
Harris Nesbitt CORP.Broker
April 2003 - November 2003 · 7 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Harris - Financial Advisor | TrueAdvisor