AR
CFP · ChFC
AR
CFP · ChFC

Alain Eduardo Rodriguez

21 Years of Experience
Broker
Areas of Practice
Retirement PlanningInvestment Management
Compensation
Fee-Only (AUM)
Firm Size
382 advisors
Number of Clients
270,365 clients
Average Client Portfolio
$58K average
Assets Under Management
$15.7B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

One Nationwide Plaza, 03-07-202, Columbus, OH, 43215

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alain works as an instructor/teacher at Miami Dade College since April 2023. This requires a few hours per week and is not investment-related.

Employment History
Current Registrations
Nationwide Investment Advisors, LLC
February 2022 - Present · 4 yrs
Nationwide Investment Services CorporationBroker
February 2022 - Present · 4 yrs
Previous Registrations
Transamerica Retirement Advisors, LLC
November 2021 - February 2022 · 3 mos
Transamerica Investors Securities CorporationBroker
October 2021 - February 2022 · 4 mos
Prudential Investment Management Services LLCBroker
July 2015 - October 2021 · 6 yrs 3 mos
MML Distributors, LLCBroker
May 2014 - June 2015 · 1 yr 1 mo
Prudential Investment Management Services LLCBroker
April 2010 - April 2014 · 4 yrs
Wells Fargo Advisors, LLCBroker
May 2006 - September 2009 · 3 yrs 4 mos
Diversified Investors Securities CORP.Broker
October 2001 - September 2004 · 2 yrs 11 mos
State Registrations8 states
CTFLMENHNJNYOHRI
AdvisorBroker
Exams
No exam information available for this advisor.