Ray Kim
Ray Kim is a registered investment advisor at Westpark Capital, INC., based in Irvine, CA, with 21 years of industry experience. Ray operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 234 clients with $48M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WPC offers investment management through third-party money managers (TPMs). The annual asset-based fee can range from 0.25% to 2.75% of the assets managed. Fees may vary depending on the size of the account. The TPM's fees and billing schedule will be disclosed in their brochure. A percentage of the total fee is shared by the TPM, WPC, and your Investment Advisor Representative.
Location
2030 Main Street, Suite 210, Irvine, CA, 92614
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2011Customer Dispute
May 2009Employment Separation After Allegations
June 2005Criminal
October 1989Other Business ActivitiesSells Insurance
Ray is a VP/Insurance Agent at Diligent Insurance Group since 2007, dedicating nearly full-time hours to this role. He also serves as an advisory committee member for UCI's Personal Financial Planning Certificate Program, spending minimal time on this activity.
Employment History
Current Registrations
Westpark Capital, INC.
Westpark Capital, INC.Broker
Previous Registrations
Newport Coast Securities, INC.Broker
Newport Coast Asset Management
Private Asset Advisors, INC.
Private Asset Group, INC.Broker
Burch & Company, INCBroker
Scf Securities, INC.Broker
Scf Investment Advisors, INC.
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
C.K. Cooper & Company, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.