Alexandra Forte

Janney Montgomery Scott LLC

22 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Janney Montgomery Scott LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

1299 advisors

Number of Clients

239,256 clients

Average Client Portfolio

$421K average

Assets Under Management

$100.8B

Fee Structure

Minimum Investment:$5K

Location

321 Whitney Avenue, New Haven, CT, 06511

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Janney Montgomery Scott LLCBroker

December 2010 - Present · 15 yrs 2 mos

Janney Montgomery Scott LLC

December 2010 - Present · 15 yrs 2 mos

Previous Registrations

StephensBroker

January 2006 - December 2010 · 4 yrs 11 mos

Stephens

January 2006 - December 2010 · 4 yrs 11 mos

Legg Mason Wood Walker INC

December 2005 - February 2006 · 2 mos

Legg Mason Wood Walker, IncorporatedBroker

December 2005 - February 2006 · 2 mos

RBC Dain Rauscher INC.

October 2003 - May 2005 · 1 yr 7 mos

RBC Dain Rauscher INC.Broker

October 2003 - May 2005 · 1 yr 7 mos

Wachovia Securities, LLCBroker

July 2003 - July 2003 · 0 mos

Prudential Securities IncorporatedBroker

October 2002 - July 2003 · 9 mos

State Registrations35 states

AKAZCACOCTDCFLGAHIILINKSKYMAMDMEMIMNMOMTNCNHNJNYOHORPARISCTNTXVAVTWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.