Lee Hollingsworth is a CFA-designated registered investment advisor at Hollingsworth, Lee W, based in Alpharetta, GA, with 24 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Lee W Hollingsworth CFA charges a percentage of your portfolio's value each year, billed quarterly in advance. The annual rate varies depending on the amount you invest. Fees are subject to a minimum of $2,500 per quarter, which may be waived at the advisor's discretion. If you end the agreement, you'll receive a refund for any unearned fees, calculated based on the remaining months in the quarter. The annual percentage fee schedule is as follows:
First Year:
- Up to $1 million: 0.90%
- To $10 million: 0.70%
- Over $10 million: 0.60%
Second Year:
- Up to $1 million: 1.00%
- To $10 million: 0.80%
- Over $10 million: 0.60%
Location
3480 Preston Ridge Road, Suite 500, Alpharetta, GA, 30005
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lee is a part-time non-securities insurance agent, spending minimal time on this activity. Lee is also an author of non-securities material and provides accounting and administrative consulting to an excursion company, also dedicating minimal time.
Employment History
Current Registrations
Hollingsworth, Lee W
American Wealth Management, INC.
Previous Registrations
Hollingsworth, Lee W
American Wealth Management, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.