Daniel Dubois
Daniel Dubois is a registered investment advisor at B.B. Graham & Company, INC., based in Newport Beach, CA, with 24 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 303 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
B.B. Graham & Co.'s annual investment management fee is negotiated and does not exceed 2.99% of the value of your portfolio. The fee is invoiced by the custodian, RBC, on behalf of B.B. Graham & Co. Fees may be higher or lower than this depending on the relationship, complexity, or pre-existing agreements.
Location
4299 Macarthur Blvd., Suite 100, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is the owner and operator of a full-service accounting firm, dedicating about half of his time to it. He also owns commercial and vacation rental properties, receives investment commissions through a corporation, is treasurer of a building association, and generates leads for Nobel Wealth Management Inc., dedicating minimal time to each of these activities. Dubois Financial & Insurance Services Inc. is used to process commission income.
Employment History
Current Registrations
B.B. Graham & Company, INC.Broker
Noble Wealth Management, INC.
Previous Registrations
Securities America, INC.Broker
Foothill Securities, INC.Broker
Financial Telesis, INC.
Financial Telesis INCBroker
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.