FT
FT

Frances Ann Toler

24 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
804 clients
Average Client Portfolio
$446K average
Assets Under Management
$358.6M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

2412 Irwin Street, Melbourne, FL, 32901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Frances is an independent insurance agent for various insurance companies since 2001, dedicating about a quarter of her time to this. She also owns Toler Financial Group LLC, ESD Property Holdings LLC (real estate rental), and is an author/speaker.

Employment History
Current Registrations
Rossby Financial, LLC
August 2024 - Present · 1 yr 6 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
November 2015 - August 2024 · 8 yrs 9 mos
Cambridge Investment Research, INC.Broker
November 2015 - August 2024 · 8 yrs 9 mos
Eagle Strategies LLC
July 2012 - November 2015 · 3 yrs 4 mos
Nylife Securities LLCBroker
June 2012 - November 2015 · 3 yrs 5 mos
Park Avenue Securities LLC
March 2004 - June 2012 · 8 yrs 3 mos
Park Avenue Securities LLCBroker
September 2001 - June 2012 · 10 yrs 9 mos
State Registrations3 states
MDMITX
Advisor
Exams
No exam information available for this advisor.
Frances Ann Toler - Financial Advisor | TrueAdvisor