BO
CFA
BO
CFA

Brendan Murphy O'neill

23 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
63 advisors
Number of Clients
3,823 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$7.1B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.50%
$100K - $500K1.15%
$500K - $1.0M1.00%
$1M+0.90%

This schedule applies to the Mutual Fund Series, Mutual Fund Series – Retirement Accounts, Mutual Fund Series – Index Portfolio and Mutual Fund Series portion of the Combined Series. The standard Advisory Fee for the Personal Bond Strategy is a fixed, non-tiered rate of 0.70%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1800 American Blvd., Suite 300 - Pod D, Pennington, NJ, 08534

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Bny Mellon Securities Corporation
June 2025 - Present · 8 mos
Bny Mellon Securities CorporationBroker
June 2025 - Present · 8 mos
Bny Advisors
March 2004 - Present · 21 yrs 11 mos
Previous Registrations
Lockwood Capital Management, INC
July 2007 - March 2008 · 8 mos
Pershing LLCBroker
March 2004 - December 2024 · 20 yrs 9 mos
Rittenhouse Asset Management, INC.
May 2002 - March 2004 · 1 yr 10 mos
Nuveen Investments, LLCBroker
December 2001 - March 2004 · 2 yrs 3 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.