Andrew Plum is a CFP-designated registered investment advisor, based in Tequesta, FL, with 24 years of industry experience.
Location
307 Tequesta Drive, Tequesta, FL, 33469
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Elevation Point Wealth Partners, LLC
September 2025 - Present · 7 mos
Purshe Kaplan Sterling InvestmentsBroker
September 2025 - Present · 7 mos
Previous Registrations
UBS Financial Services INC.
September 2010 - October 2025 · 15 yrs 1 mo
UBS Financial Services INC.Broker
September 2010 - October 2025 · 15 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2001 - October 2010 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2001 - October 2010 · 8 yrs 10 mos
State Registrations15 states
AZCACOCTDEFLGAILNCNJNYOHSCTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.