Wendy Moran
Wendy Moran is a registered investment advisor at Wealth Advisors of Iowa, LLC, based in West Des Moines, IA, with 3 years of industry experience. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 503 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WAI charges up to 1.5% annually of the value of your portfolio for portfolio management services. This fee is generally charged through WAI's wrap fee program. If your account is not managed within the wrap fee program, the fee structure described applies. The fee is calculated based on the value of your portfolio at the end of the previous quarter and is either paid in advance or after the fact each quarter. The fee is deducted from your account's core money market mutual fund. These fees are negotiable.
Location
1601 West Lakes Parkway, Suite 200, West Des Moines, IA, 50266
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Wendy is a shareholder of MHCS, P.C., a CPA firm in West Des Moines, IA, since 2015. She spends nearly full-time overseeing assurance services, quality control, and risk management for the firm.
Employment History
Current Registrations
Wealth Advisors of Iowa, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.