KS
CFP
KS
CFP

Kerry Jeanne Schmitz

22 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
527 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only
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Location

103 Marty Drive, Suite 101, Buffalo, MN, 55313

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kerry works as an independent contractor and investment advisor representative for Dougherty & Associates Financial Advisors, Inc., a registered investment advisor, dedicating nearly full-time hours to this role. Kerry is also a MN insurance agent offering various insurance products, but spends minimal time on this activity.

Employment History
Current Registrations
Independent Financial Group, LLC
February 2015 - Present · 11 yrs
Dougherty & Associates Financial Advisors, INC.
December 2013 - Present · 12 yrs 2 mos
Independent Financial Group, LLCBroker
January 2013 - Present · 13 yrs 1 mo
Previous Registrations
Independent Financial Group, LLC
January 2013 - December 2014 · 1 yr 11 mos
RBC Capital Markets, LLC
April 2003 - January 2013 · 9 yrs 9 mos
RBC Capital Markets, LLCBroker
January 2003 - January 2013 · 10 yrs
State Registrations1 state
MN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.