Aditya Kumar Saraogi

A.G.P / Alliance Global Partners

23 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

A.G.P / Alliance Global Partners

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

123 advisors

Number of Clients

5,849 clients

Average Client Portfolio

$289K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

Miami, FL

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2010

Closed-No Action

Customer Dispute

September 2008

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business Activities

Aditya owns real estate in Orlando since 2008 and Choice One Financial LLC since 2009, which he uses to pay for business expenses. He also works as a consultant for IFB Agro Industries Limited, dedicating a few hours per week to this role.