Aditya Saraogi
Aditya Saraogi is a registered investment advisor at A.G.P / Alliance Global Partners, based in Miami, FL, with 24 years of industry experience. Aditya operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
Miami, FL
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2010Customer Dispute
September 2008Other Business Activities
Aditya owns real estate in Orlando since 2008 and Choice One Financial LLC since 2009, which he uses to pay for business expenses. He also works as a consultant for IFB Agro Industries Limited, dedicating a few hours per week to this role.
Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Jhs Capital Advisors, LLCBroker
Aura Financial Services, INC.Broker
Continental Broker-Dealer CORP.Broker
Allmerica Investments, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.