TrueAdvisor
TrueAdvisor
PM
PM

Peter John Andrew Mcfarlane

Thrivent Asset Management, LLC
22 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Thrivent Asset Management, LLC
Compensation
Fee-Only (AUM)
Firm Size
23 advisors
Number of Clients
31 clients
Average Client Portfolio
$1.5B average
Assets Under Management
$46.8B

Fee Structure

Financial Planning:Investment management only

Location

901 Marquette Avenue, Suite 2500, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thrivent Asset Management, LLC
July 2019 - Present · 6 yrs 7 mos
Thrivent Distributors, LLC
January 2017 - Present · 9 yrs 1 mo
Thrivent Distributors, LLCBroker
January 2017 - Present · 9 yrs 1 mo
Previous Registrations
Thrivent Investment Management INC.
February 2017 - June 2019 · 2 yrs 4 mos
Thrivent Investment Management INC.Broker
January 2017 - June 2019 · 2 yrs 5 mos
Scout Investments, INC.
March 2014 - May 2016 · 2 yrs 2 mos
Umb Distribution Services, LLCBroker
March 2014 - May 2016 · 2 yrs 2 mos
Managers Distributors, INC.Broker
July 2013 - March 2014 · 8 mos
Nexbank Securities INCBroker
November 2010 - April 2013 · 2 yrs 5 mos
Triton Pacific Securities, LLCBroker
October 2008 - November 2010 · 2 yrs 1 mo
Icon Securities CORP.Broker
November 2007 - August 2008 · 9 mos
Goldman, Sachs & CO.Broker
August 2005 - October 2007 · 2 yrs 2 mos
Enterprise Fund Distributors, INC.Broker
January 2004 - August 2005 · 1 yr 7 mos
Morgan Stanley
February 2003 - September 2003 · 7 mos
Morgan Stanley Dw INC.Broker
July 2002 - September 2003 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2001 - July 2002 · 8 mos
State Registrations3 states
FLGAMN
AdvisorBroker
Exams
No exam information available for this advisor.