Kelly Johnson

CFA

Charles Schwab Investment Management, INC

24 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Investment Management

Charles Schwab Investment Management, INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

36 advisors

Number of Clients

843,555 clients

Average Client Portfolio

$1.7M average

Assets Under Management

$1437.0B

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

211 Main Street, San Francisco, CA, 94105

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History

Regulatory History (1)

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Criminal

October 1985

Final Disposition

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Charles Schwab Investment Management, INC

January 2021 - Present · 5 yrs 1 mo

Previous Registrations

Charles Schwab & CO., INC.Broker

March 2020 - January 2021 · 10 mos

Charles Schwab Investment Advisory, INC

February 2018 - January 2021 · 2 yrs 11 mos

Windhaven Investment Management, INC.

June 2017 - March 2018 · 9 mos

Thomaspartners, INC.

June 2017 - March 2018 · 9 mos

Charles Schwab & CO., INC.Broker

March 2016 - June 2017 · 1 yr 3 mos

Charles Schwab & CO., INC.

March 2016 - June 2017 · 1 yr 3 mos

City National Rochdale

February 2015 - January 2016 · 11 mos

Rim Securities LLCBroker

January 2015 - January 2016 · 1 yr

Pimco Investments LLCBroker

February 2011 - January 2015 · 3 yrs 11 mos

Allianz Global Investors Distributors LLCBroker

September 2001 - February 2011 · 9 yrs 5 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.