Daniel Bauer is a CFP-designated registered investment advisor, based in Albany, NY, with 24 years of industry experience.
Location
200 Great Oaks Blvd, Suite 219, Albany, NY, 12203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is an SEC Registered Investment Advisor at Allsquare Wealth Management, LLC, providing financial planning, investment management, and tax preparation services, dedicating full-time hours. He is also an independent insurance agent, spending a few hours per week in this role.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Allsquare Wealth Management, LLC
Previous Registrations
Spire Securities, LLCBroker
Ing Financial Partners, INC.Broker
Waddell & Reed, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.